Portfolio Management

My portfolio management services focus on designing a portfolio allocation and may include investment company (mutual funds) products, exchange-traded funds (“ETFs”), fixed income/debt (“bond”) instruments, equity (“stock”) positions, alternative investments, and commission-free annuities.

With the complexity of today’s marketplace, it is critical for me to understand who you are and what you want to accomplish financially. My initial meeting with you, and the Investor Profile Worksheet I have you complete, provides me with a clearer picture of your personal finances, investment return expectations, time horizon, and risk tolerance so that I can develop a successful investment strategy and tailored asset allocation guideline unique to your investment objectives. My initial meetings with you, and the Investor Profile Worksheet I have you complete, provides me with a clearer picture of your personal finances, investment return expectations, time horizon, and risk tolerance so that we can develop a successful investment strategy and tailored asset allocation guideline unique to your investment objectives. If you have difficulty expressing your monetary needs or do not truly have a grasp of your overall personal finances, a financial plan may be suggested before proceeding with any portfolio management services.

Once your investment parameters have been identified, I will prepare an asset allocation guideline that outlines what asset mix is most suitable for your unique investment expectations and risk tolerance. This asset allocation piece will guide me in the management of your account(s), and act as a standard against which to measure future results and to make modifications where necessary.